Volume 9, Issue 3 September 2013

Granularity Adjustment for Regulatory Capital Assessment

Abstract

The credit value-at-risk model underpinning the internal ratings-based approach of Basel II and III assumes that idiosyncratic risk has been fully diversified in the portfolio, so that economic capital depends only on systematic risk contributions. We propose a simple granularity adjustment (GA) for approximating the effect of undiversified idiosyncratic risk on required capital. To mitigate operational burden in implementation, we derive upper and lower bounds on the GA under incomplete information on the portfolio. We assess the magnitude and accuracy of the proposed GA on a set of bank portfolios drawn from the German credit register.

Authors

  • Michael B. Gordy
  • Eva Lütkebohmert

JEL codes

  • G32
  • G28
  • G17

Other papers in this issue

Agustín S. Bénétrix and Philip R. Lane

Fabio Verona and Manuel M. F. Martins and Inês Drumond

Alessio Anzuini and Marco J. Lombardi and Patrizio Pagano

Pierre-Richard Agénor and Koray Alper and Luiz Pereira da Silva